ISO-IEC-42001-LEAD-AUDITOR DUMPS VCE: ISO/IEC 42001:2023ARTIFICIAL INTELLIGENCE MANAGEMENT SYSTEM LEAD AUDITOR EXAM & ISO-IEC-42001-LEAD-AUDITOR EXAM TORRENT

ISO-IEC-42001-Lead-Auditor Dumps VCE: ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam & ISO-IEC-42001-Lead-Auditor exam torrent

ISO-IEC-42001-Lead-Auditor Dumps VCE: ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam & ISO-IEC-42001-Lead-Auditor exam torrent

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q29-Q34):

NEW QUESTION # 29
Why is it important to have a clear and agreed audit scope?

  • A. To maintain confidentiality of audit findings
  • B. To ensure all aspects of the management system are audited
  • C. To prevent any legal liabilities
  • D. To reduce the time required for the audit

Answer: B

Explanation:
Aclear and agreed audit scopeensures that the audit willadequately cover all relevant areas of the AI Management Systemand that the audit team understands:
* Boundaries of the audit(departments, processes, AI systems)
* Objectives and criteria
* Whatmust be included or excluded
As perISO 19011:2018 - Clause 5.2, determining the audit scope is critical to ensuring theaudit is effective, relevant, and complete. Similarly, inISO/IEC 42001:2023 - Clause 9.2.1, the scope must be defined to evaluate the full effectiveness of the AIMS.
The PECB Lead Auditor Guide reinforces that without a clear scope, the audit risks missingcritical operational, ethical, or compliance-related areas.


NEW QUESTION # 30
An auditor is reviewing an AI system used for hiring processes at a tech company and discovers that the system disproportionately rejects candidates from certain ethnic backgrounds. The auditor previously consulted for this company on diversity strategies. Which management system auditing principle (as per ISO 19011) is at risk of being compromised in this scenario?

  • A. Confidentiality
  • B. Independence
  • C. Fair Presentation
  • D. Due Professional Care

Answer: B

Explanation:
The principle at risk here isIndependence. According toISO 19011:2018 - Clause 4(c), auditors must be independent of the activity being auditedandfree from bias or conflicts of interest.
Having previously consulted for the company ondiversity strategies, the auditor has aprior engagement that may affect impartiality, particularly since the audit involves evaluating bias and fairness in hiring practices - the same area previously advised on.
ThePECB Lead Auditor Guide - Domain 3reinforces that independence is crucial forobjective evidence gathering and unbiased conclusions, especially in audits involvingethical orreputational concerns.


NEW QUESTION # 31
An audit team member is tasked with evaluating a sophisticated AI system used for autonomous driving. They lack the necessary expertise but proceed without consulting a specialist. Which principle is being neglected in this scenario?

  • A. Confidentiality
  • B. Due Professional Care
  • C. Independence
  • D. Integrity

Answer: B

Explanation:
The principle being neglected isDue Professional Care.
According toISO 19011:2018 - Clause 4(f), auditors are expected to applydiligence, competence, and judgmentduring audit activities. If an auditor proceeds with an auditwithout the required expertise, especially for a high-risk system like autonomous driving, this violates the principle of due care.
ThePECB Lead Auditor Guide - Domain 3clearly states that in complex technical environments (such as AI or autonomous systems), auditors mustseek assistance from domain specialistswhen they lack direct experience.


NEW QUESTION # 32
Which core element emphasizes that AI systems should be designed to avoid bias and ensure fair treatment for all individuals?

  • A. Transparency and Explainability
  • B. Fairness and Non-Discrimination
  • C. Accountability
  • D. Human-Centered Design

Answer: B

Explanation:
The principle ofFairness and Non-Discriminationis one of the core ethical and governance pillars emphasized inISO/IEC 42001:2023, especially inClause 4.2 (Understanding the needs and expectations of interested parties)andClause 6.1 (Actions to address risks and opportunities)where ethical risks related to AI systems are assessed.
According to the standard and accompanying PECB training guide, fairness is defined as ensuring thatAI systems do not create or perpetuate bias, and that individuals and groups aretreated equitably, with measures in place to detect and mitigate discrimination. This is often embedded in risk assessments and operational controls when managing AI systems.
In ISO/IEC 42001, organizations are required to considerethical, legal, and societal impactsof their AI systems, andFairness and Non-Discriminationis a key tenet oftrustworthy AI.


NEW QUESTION # 33
A few months after an audit, the auditor returns to the company to verify that corrective actions have been effectively implemented and that the issues identified have been resolved. Which step of the management system audit process does this activity correspond to?

  • A. Audit follow-up
  • B. Closing meeting
  • C. Conducting the audit
  • D. Document review

Answer: A

Explanation:
The activity described is part of theAudit Follow-Upphase. According toISO 19011:2018 - Clause 6.6.2, follow-up activities are conducted to verify:
* Whethercorrective actions have been implemented, and
* Whether those actions wereeffective in addressing the nonconformitiesidentified during the audit.
ThePECB Lead Auditor Guide - Domain 6confirms that follow-up audits or activities may occurweeks or monthsafter the main audit, especially whenmajor or systemic nonconformitieswere identified.
This phase ensures thecontinuous improvementof the AI Management System and is crucial for maintaining long-term conformity.


NEW QUESTION # 34
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